1
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NAME OF REPORTING PERSONS
Quad/Graphics ESOP Trust
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
Not Applicable
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(a) ☐
(b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
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SOLE VOTING POWER
4,141,647
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
4,141,647
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,141,647
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
Not Applicable
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☐ | |||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.6% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
EP
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(1) |
The percent ownership calculated is based upon an aggregate of 39,233,448 shares outstanding as of December 31, 2019.
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Item 1(a). |
Name of Issuer:
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Item 1(b). |
Address of Issuer’s Principal Executive Offices:
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Item 2(a). |
Name of Person Filing:
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Item 2(b). |
Address of Principal Business Office or, if none, Residence:
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Item 2(c). |
Citizenship:
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Item 2(d). |
Title of Class of Securities:
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Item 2(e). |
CUSIP Number:
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Item 3. |
If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or
(c), check whether the person filing is a:
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(f) | ☒ An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). |
Item 4. |
Ownership:
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(a) |
Amount Beneficially Owned: 4,141,647
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(b) |
Percent of Class: 10.6%
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(c) |
Number of shares as to which such person has:
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(i) |
sole power to vote or to direct the vote: 4,141,647
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(ii) |
shared power to vote or to direct the vote: 0
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(iii) |
sole power to dispose or to direct the disposition of: 4,141,647
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(iv) |
shared power to dispose or to direct the disposition of: 0
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Item 5. |
Ownership
of Five Percent or Less of a Class:
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on by the Parent Holding Company or Control Person:
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Item 8. | Identification and Classification of Members of the Group: |
Item 9. |
Notice
of Dissolution of Group:
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Item 10. |
Certification:
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